STATEMENT OF

ECONOMIC INTERESTS

 

NAME

Susan Swecker

Candidate for

Election to this office?

_____YES__X__NO

OFFICE OR POSITION

HELD OR SOUGHT

Chairman

 

AGENCY/BUSINESS NAME

Compensation Board

PHONE

8047860786

AGENCY/BUSINESS ADDRESS

102 Governor Street

CITY

richmond

STATE

VA

ZIP

23219

NAMES OF MEMBERS OF IMMEDIATE FAMILY

NA

 

COMPLETE ITEMS 1 THROUGH 10. REFER TO SCHEDULES ONLY IF DIRECTED.

 

You may attach additional explanatory information.

 

1.           Offices and Directorships.

Are you or a member of your immediate family a paid officer or paid director of a business?

If yes, complete Schedule A

                   

       YES       [NO]

2.           Personal Liabilities.

Do you or a member of your immediate family owe more than $5,000 to any one creditor including contingent liabilities?  (Exclude debts to any government and loans secured by recorded liens on property at least equal in value to the loan.)

If yes, complete Schedule B

                   

     [YES]       NO

3.          Securities.

Do you or a member of your immediate family, directly or indirectly, separately or together, own securities valued in excess of $5,000 invested in one business?  Account for mutual funds, limited partnerships and trusts.

If yes, complete Schedule C

                   

     [YES]       NO

4.          Payment for Talks, Meetings, and Publications.

During the past six months did you receive in your capacity as an officer or employee of your agency lodging, transportation, money, or anything else of value with a combined value exceeding $100 (i) for a single talk, meeting, or published work or (ii) for a meeting, conference, or event where your attendance at the meeting, conference, or event was designed to (a) educate you on issues relevant to your duties as an officer or employee of your agency or (b) enhance your knowledge and skills relative to your duties as an officer or employee of your agency?

If yes, complete Schedule D

                   

       YES       [NO]

5.           Gifts.

During the past six months did a business, government, or individual other than a relative or personal friend (i) furnish you or a member of your immediate family with any gift or entertainment at a single event, and the value received exceeded $50 or (ii) furnish you or a member of your immediate family with gifts or entertainment in any combination and the total value received exceeded $50, and for which you or the member of your immediate family neither paid nor rendered services in exchange? Account for entertainment events only if the average value per person attending the event exceeded $50. Account for all business entertainment (except if related to the private profession or occupation of you or the member of your immediate family who received such business entertainment) even if unrelated to your official duties.

If yes, complete Schedule E

                   

       YES       [NO]

6.           Salary and Wages.

              List each employer that pays you or a member of your immediate family salary or wages in excess of $5,000 annually.  (Exclude state or local government or advisory agencies.)  If no reportable salary or wages, check here

 

 


Dividing Waters Public Affairs LLC,

 

 



7.           Business Interests.

Do you or a member of your immediate family, separately or together, operate your own business, or own or control an interest in excess of $5,000 in a business?

If yes, complete Schedule F

                   

     [YES]       NO

8.           Payments for Representation and Other Services.

 

8A.        Did you represent, excluding activity defined as lobbying in ¤ 2.2-419, any businesses before any state governmental agencies, excluding courts or judges, for which you received total compensation during the past six months in excess of $1,000, excluding compensation for other services to such businesses and representation consisting solely of the filing of mandatory papers and subsequent representation regarding the mandatory papers?  (Officers and employees of local governmental and advisory agencies do NOT need to answer this question or complete Schedule G-1.)

If yes, complete Schedule G-1

                   

       YES       [NO]

8B.        Subject to the same exceptions as in 8A, did persons with whom you have a close financial association (partners, associates or others) represent, excluding activity defined as lobbying in ¤ 2.2-419, any businesses before any state governmental agency for which total compensation was received during the past six months in excess of $1,000?  (Officers and employees of local governmental and advisory agencies do NOT need to answer this question or complete Schedule G-2.)

If yes, complete Schedule G-2

                   

       YES       [NO]

8C.        Did you or persons with whom you have a close financial association furnish services to businesses operating in Virginia pursuant to an agreement between you and such businesses, or between persons with whom you have a close financial association and such businesses for which total compensation in excess of $1,000 was received during the past six months? Services reported under this provision shall not include services involving the representation of businesses that are reported under item 8A or 8B.

If yes, complete Schedule G-3

                   

       YES       [NO]

9.           Real Estate.

 

9A.        State Officers and Employees.

Do you or a member of your immediate family hold an interest, including a partnership interest, valued at more than $5,000 in real property (other than your principal residence) for which you have not already listed the full address on Schedule F?  Account for real estate held in trust.

If yes, complete Schedule H-1

                   

       YES       [NO]

9B.        Local Officers and Employees.

Do you or a member of your immediate family hold an interest, including a partnership interest, or option, easement,or land

contract, valued at more than $5,000 or more in real property (other than your principal residence) for which you have not already listed the

full address on Schedule F? Account for real estate held in trust.

If yes, complete Schedule H-2

                   

       YES       [NO]

10.         Real Estate Contracts with Governmental Agencies

Do you or a member of your immediate family hold an interest valued at more than $5,000 in real estate, including a corporate, partnership, or trust interest, option, easement, or land contract, which real estate is the subject of a contract, whether pending or completed within the past six months, with a governmental agency?  If the real estate contract provides for the leasing of the property to a governmental agency, do you or a member of your immediate family hold an interest in the real estate valued at more than $1,000?  Account for all such contracts whether or not your interest is reported in Schedule F, H-1, or H-2.  This requirement to disclose an interest in a lease does not apply to an interest derived through an ownership interest in a business unless the ownership exceeds three percent of the total equity of the business.

If yes, complete Schedule I

                   

       YES       [NO]

 

Statements of Economic Interests are open for public inspection.

 

AFFIRMATION BY ALL FILERS.

I swear or affirm that the foregoing information is full, true and correct to the best of my knowledge.

 

 

 

Susan Swecker (Electronically Signed: 6/14/2016 10:39:08 PM UTC)

 

6/14/2016

                                                                               SIGNATURE OF FILER                                                                                                                       DATE

 

 

 


Statement of Economic Interests

SCHEDULE B

PERSONAL LIABILITIES

 

NAME:

Susan Swecker

OFFICE OR POSITION HELD OR SOUGHT:

Chairman

 

Report personal liability by checking each category.  Report only debts in excess of $5,000.  Do not report debts to any government.  Do not report loans secured by recorded liens on property at least equal in value to the loan.  Report contingent liabilities below and indicate which debts are contingent.

 

1.          My personal debts are as follows:

 

CHECK APPROPRIATE CATEGORIES:

CHECK ONE

$5,001 TO            MORE THAN

     $50,000                   $50,000

Banks

X

Savings institutions

Other loan or finance companies

Insurance companies

Stock, commodity or other brokerage companies

Other businesses:

         (State principal business activity for each creditor and its name.)  

 

 

 

 

 

 

 

Individual creditors:

         (State principal business or occupation for each creditor and its name.)  

 

 

 

 

 

2.     The personal debts of the members of my immediate family are as follows:

 

CHECK APPROPRIATE CATEGORIES:

CHECK ONE

$5,001 TO            MORE THAN

     $50,000                   $50,000

Banks

Savings institutions

Other loan or finance companies

Insurance companies

Stock, commodity or other brokerage companies

Other businesses:

         (State principal business activity for each creditor and its name.)  

 

 

 

 

 

 

 

Individual creditors:

         (State principal business or occupation for each creditor and its name.)  

 

 

 

 

 


Statement of Economic Interests

SCHEDULE C

SECURITIES

 

NAME:

Susan Swecker

OFFICE OR POSITION HELD OR SOUGHT:

Chairman

 

"SECURITIES"  INCLUDES stocks, bonds, mutual funds, limited partnerships, and commodity futures contracts.

"SECURITIES"  EXCLUDES certificates of deposit money market funds, annuity contracts, and insurance policies.

 

Identify each business or Virginia governmental entity in which you or a member of your immediate family, directly or indirectly, separately or together, own securities valued in excess of $5,000.  Name each issuer and type of security individually.

 

Do not list U.S. Bonds or other government securities not issued by the Commonwealth of Virginia or its authorities, agencies, or local governments.  Do not list organizations that do not do business in this Commonwealth, but most major businesses conduct business in Virginia.  Account for securities held in trust.

 

If no reportable securities, CHECK HERE ____.

 

NAME OF

ISSUER

TYPE OF SECURITY

CHECK ONE

(STOCK, BONDS, MUTUAL, ETC.)

5,001 to
50,000

50,001 to
250,000

More than
250,000

Charles Schwab

Stocks

X

Charles Schwab

Capital Preservation

X

Charles Schwab

Mutual Funds

X

Charles Schwab

ETF

X

VRS-ICMA-RC

Capital Preservation

X

VRS-ICMA-RC

Bonds

X

VRS-ICMA-RC

Stocks

X

VRS-ICMA-RC

International Stocks

X

VRS-ICMA-RC

Asset Allocation

X



Statement of Economic Interests

SCHEDULE F

BUSINESS INTERESTS

 

NAME:

Susan Swecker

OFFICE OR POSITION HELD OR SOUGHT:

Chairman

 

Complete this Schedule for each self-owned or family-owned business (including rental property, a farm, or consulting work), partnership, or corporation in which you or a member of your immediate family, separately or together, own an interest having a value in excess of $5,000.

 

If the enterprise is owned or operated under a trade, partnership, or corporate name, list that name; otherwise, merely explain the nature of the enterprise.  If rental property is owned or operated under a trade, partnership, or corporate name, list the name only; otherwise give the address of each property.  Account for business interests held in trust.

 

NAME OF BUSINESS, CORPORATION, PARTNERSHIP, FARM; ADDRESS OF RENTAL PROPERTY

CITY OR COUNTY

AND STATE

NATURE OF ENTERPRISE

(FARMING, LAW, RENTAL

PROPERTY, ETC.)

GROSS INCOME

50,000 or less

50,001 to
250,000

More than
250,000

Dividing Waters Public Affairs LLC

Highland

consulting

X


ATTACHMENTS

Virginia Conflict of Interest and Ethics Advisory Council