- Stocks
- Bonds
- Mutual funds
- Limited partnerships
- Commodity futures contracts
DRAFT
| NAME: Vivian Watts | |||||
| OFFICE OR POSITION HELD OR SOUGHT: HOUSE OF DELEGATES | DISTRICT NO. 39 | ARE YOU FILING THIS FORM AS A CANDIDATE FOR ELECTION TO THIS OFFICE? [ ] Yes [X] No | |||
| BUSINESS ADDRESS: | STREET 8717 Mary Lee Ln | TELEPHONE: | |||
| CITY Annandale | STATE VA | ZIP 220033659 | OFFICE 703-978-2989 | HOME REDACTED | |
| EMAIL ADDRESS: REDACTED | |||||
| FIRST AND LAST NAMES OF MEMBERS OF IMMEDIATE FAMILY: David Watts | |||||
I certify that I completed ethics training as required by § 30-129.1. [X] Yes [ ] No
Pursuant to § 30-129.1, although there is no penalty for your failure to attend the full or refresher orientation session, attendance is mandatory under the Code and you must disclose your attendance on this form.
This Statement of Economic Interests will be available to the public via the searchable database on the Virgina Conflict of Interest and Ethics Advisory Council website, as required by § 30-356.
REPORT TO THE BEST OF INFORMATION AND BELIEF Information required on this Statement must be provided on the basis of the best knowledge, information, and belief of the individual filing the Statement as of the date of this report.
In accordance with the rules of the house in which I [shall] serve, if I receive a request that this disclosure statement be corrected, augmented, or revised in any respect, I hereby pledge that I shall respond promptly to the request. I understand that if a determination is made that the statement is insufficient, I will satisfy such request or be subjected to disciplinary action of my house.
I swear or affirm that the information provided on this statement is full, true, and correct to the best of my knowledge.
| Vivian Watts (Electronically Signed: 1/27/2018 1:29:23 PM) | 1/27/2018 1:29:23 PM | |
| Signature of Member/Member-elect/Candidate | Date |
1. Do you or a member of your immediate family receive remuneration, benefits, or compensation for service as an officer or director of a business?
2. Do you or a member of your immediate family receive salary or wages in excess of $5,000 annually from any employer? DO NOT INCLUDE salary received from a state or local governmental or advisory agency.
1. Do you owe more than $5,000 to any one creditor, including any contingent debt to any one creditor?
2. Does a member of your immediate family owe more than $5,000 to any one creditor, including any contingent debt to any one creditor?
DRAFT
Do you or a member of your immediate family, separately or together, own securities valued in excess of $5,000 invested in one business or Virginia governmental entity?
INCLUDE securities held in (i) trusts; (ii) individual retirement arrangements (IRAs); (iii) defined contribution plans, including plans established in accordance with sections 401, 403, or 457 of the Internal Revenue Code; and (iv) any other type of investment account.
INCLUDE securities not held in your name or the name of a member of your immediate family if you or a member of your immediate family retains the right to control such securities or the right to receive the income from such securities.
Disclose each business or Virginia governmental entity in which you or a member of your immediate family, separately or together, own securities valued in excess of $5,000.
INCLUDE securities held in (i) trusts; (ii) individual retirement arrangements (IRAs); (iii) defined contribution plans, including plans established in accordance with sections 401, 403, or 457 of the Internal Revenue Code; and (iv) any other type of investment account.
INCLUDE securities not held in your name or the name of a member of your immediate family if you or a member of your immediate family retains the right to control such securities or the right to receive the income from such securities.
DRAFT
List the issuer and type of each security. List separately each security held in an IRA, defined contribution plan, or other type of investment account, if such security is valued in excess of $5,000.
For defined contribution plans administered by the Commonwealth or its political subdivisions, list the administering agency as the issuer of the security, unless the security is held in a self-directed brokerage account, in which case list the issuer of the security.
| NAME OF ISSUER OF SECURITY | TYPE OF SECURITY (STOCKS, BONDS, MUTUAL FUNDS, IRA, ETC.) | VALUE OF SECURITY |
| Janus Henderson Fund | mutual fund family | $5,001 to $50,000 |
| Commonwealth of VA DCP/VRS | mutual funds voluntary employee investment | MORE THAN $250,000 |
| Investment CO America | mutual fund family/529 | $50,001 to $250,000 |
| New Perspective Fund Inc | mutual fund family/529 | $50,001 to $250,000 |
| New Perspective Fund Inc | Mutual fund family | $5,001 to $50,000 |
| John Hancock Funds | Mutual fund family | $5,001 to $50,000 |
| Voya Equity | Mutual fund family | $5,001 to $50,000 |
| Income Fund America | mutual fund family | $5,001 to $50,000 |
| American Funds New World Funds | mutual fund family | $5,001 to $50,000 |
| J.P. Morgan High Yield | mutual fund family | $5,001 to $50,000 |
| Smallcap World Fund Inc | mutual fund family | $5,001 to $50,000 |
| The Bond Fund of America | Int Taxable Bonds | $5,001 to $50,000 |
| Nuveen Investment Fund | mutual fund family | $5,001 to $50,000 |
| American Funds U.S. Govt Money Market Fund | Mutual fund family / 529 | $5,001 to $50,000 |
| Goldman Sachs Trust | Int Taxable Bonds | $5,001 to $50,000 |
| Victory Portfolios | mutual fund family | $5,001 to $50,000 |
| Harbor Fund | mutual fund family | $5,001 to $50,000 |
| Delaware Group Equity | mutual fund family | $5,001 to $50,000 |
| Virtus | mutual fund family | $5,001 to $50,000 |
| Bond FD America | mutual fund family | $50,001 to $250,000 |
| Duetsche Secs Tr | mutual fund family | $5,001 to $50,000 |
| Pimco FDS PAC Invt | mutual fund family | $5,001 to $50,000 |
| American Funds Growth | mutual fund family | $5,001 to $50,000 |
| American Funds Washington Mutual | mutual fund family | $5,001 to $50,000 |
| American Europacific | mutual fund family | $5,001 to $50,000 |
| American Funds Balanced | Mutual fund family / 529 | $50,001 to $250,000 |
| Capital Income Builder | mutual fund family | $50,001 to $250,000 |
1. Do you or a member of your immediate family own, separately or together, a business that has a value in excess of $5,000?
Or
Do you or a member of your immediate family, separately or together, have an interest in a business and the interest owned by you or a member of your immediate family has a value in excess of $5,000?
2. Do you or a member of your immediate family own, separately or together, a rental property that has a value in excess of $5,000?
OR
Do you or a member of your immediate family, separately or together, have an interest in a rental property and the interest owned by you or a member of your immediate family has a value in excess of $5,000?
Do you or a member of your immediate family, separately or together, hold an interest valued at more than $5,000 in real property? DO NOT INCLUDE your principal residence or any real estate disclosed on Schedule D. INCLUDE real estate held in trust.
Did you receive in your capacity as an officer or employee of your agency any lodging, transportation, money, or other thing of value with a combined value exceeding $100 during the prior calendar year for: your presentation of a talk or series of talks at the same event, or participation in a meeting
OR
your attendance at a meeting, conference, or event where your attendance at the meeting, conference, or event was designed to educate you on issues relevant to your duties as an officer or employee of your agency, or to enhance your knowledge and skills relative to your duties as an officer or employee of your agency?
DRAFT
Did you or a member of your immediate family receive from any lobbyist or lobbyist’s principal any gift or combination of gifts with a value exceeding $50 during the prior calendar year?
DO NOT INCLUDE gifts with a value of less than $20. Such items are exempted from the definition of a gift and should not be aggregated together or reported.
Disclose each lobbyist or lobbyist principal that, during the prior calendar year, gave you or a member of your immediate family any gift or combination of gifts with a value exceeding $50.
Identify the recipient and donor of each such gift. Disclose the exact gift or event, the date on which you accepted it, and the value of the gift. If an exemption from the $100 gift cap established in § 30-103.1 applies, mark the applicable exemption.
| NAME OF RECIPIENT | NAME OF DONOR | EXACT GIFT OR EVENT | DATE ACCEPTED | VALUE | GIFT CAP EXEMPTION |
| Vivian Watts | Inova and Aetna | Dinner | 2/8/17 | $24.22 | Widely attended event |
| Vivian Watts | Capital One | Dinner | 2/16/17 | $61 | Widely attended event |
| Vivian Watts | Northern Virginia Conservation Trust | Lunch | 3/24/17 | $40 | Widely attended event |
| Vivian Watts | Northern Virginia Family Services | Dinner | 5/12/17 | $125 | Widely attended event |
| Vivian Watts | Chesapeake Bay Foundation | Potomac River Tour | 8/9/17 | $38 | Widely attended event |
| Vivian Watts | Virginia Trial Lawyers Association | reception | 9/15/17 | $35 | Widely attended event |
| Vivian Watts | American Turkish Friendship Association | Dinner | 5/31/17 | $30 | Widely attended event |
| Vivian Watts | American Turkish Friendship Association | Dinner | 6/15/17 | $35 | Widely attended event |
| Vivian Watts | Korean American Democratic National Organization | Dinner | 8/22/17 | $40 | Widely attended event |
| Vivian Watts | NVCC Educational Foundation | Dinner | 9/13/17 | $60 | Widely attended event |
| Vivian Watts | Arts Council of Fairfax County | Lunch | 10/20/17 | $50 | Widely attended event |
| Vivian Watts | Mt Vernon Lee Enterprises | Dinner | 10/17/17 | $45 | Widely attended event |
| Vivian Watts | Community Foundation of Northern Virginia | Annual Gala | 10/6/17 | $100 | Widely attended event |
| Vivian Watts | Northern Virginia Board of Realtors | Breakfast and Speaker | 10/10/17 | $50 | Widely attended event |
| Vivian Watts | Legal Services of NoVa | Dinner | 10/14/17 | $75 | Widely attended event |
| Vivian Watts | The Feminist Majority | lunch | 12/6/17 | $50 | Widely attended event |
| Vivian Watts | NV Technology Council | gala | 12/11/17 | $100 | Widely attended event |
| Vivian Watts | Virginia FREE | lunch | 12/18/17 | $75 | Widely attended event |
1. Did you represent any business before any state governmental agency during the prior calendar year for which you received compensation in excess of $5,000 for such representation?
2. Did persons with whom you have a close financial association represent any business before any state governmental agency during the prior calendar year for which compensation was received in excess of $5,000 for such representation?
3. Did you or persons with whom you have a close financial association furnish services to any business operating in Virginia during the prior calendar year for which compensation was received in excess of $5,000 for such services?
Do you or a member of your immediate family, separately or together, hold an interest valued in excess of $5,000 in real estate that is the subject of a contract with a governmental agency?
1. Have you or a member of your immediate family registered as a lobbyist with the Secretary of the Commonwealth during the prior calendar year?
2. Did you or a member of your immediate family registered as a lobbyist relationship during the prior calendar year?