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Virginia Conflict of Interest and Ethics Advisory Council

STATE AND LOCAL STATEMENT OF ECONOMIC INTERESTS

NAME: Edward W. Gillespie
OFFICE
HELD OR SOUGHT:
Governor
AGENCY NAME:
Statewide Candidate
ARE YOU FILING THIS FORM AS A CANDIDATE FOR ELECTION TO THIS OFFICE?
[X] Yes [ ] No
BUSINESS ADDRESS: STREET
9382 Mount Vernon Circle
TELEPHONE:
CITY
Alexandria
STATE
VA
ZIP
22309
OFFICE
804-762-0393
HOME
REDACTED
EMAIL ADDRESS: REDACTED
FIRST AND LAST NAMES OF MEMBERS OF IMMEDIATE FAMILY: Cathy Gillespie, Carrie Gillespie, John Gillespie, Mollie Gillespie

This Statement of Economic Interests will be available to the public via the searchable database on the Virgina Conflict of Interest and Ethics Advisory Council website, as required by § 30-356.

REPORT TO THE BEST OF INFORMATION AND BELIEF Information required on this Statement must be provided on the basis of the best knowledge, information, and belief of the individual filing the Statement as of the date of this report.

AFFIRMATION

I swear or affirm that the information provided on this statement is full, true, and correct to the best of my knowledge.

Edward W. Gillespie (Electronically Signed: 3/30/2017 12:53:39 PM)   3/30/2017 12:53:39 PM
Signature of Officer or Employee   Date
Any filer who knowingly and intentionally makes a false statement of a material fact on the Statement of Economic Interests is guilty of a Class 5 felony.

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State and Local Statement of Economic Interests

SCHEDULE A

OFFICES, DIRECTORSHIPS, AND EMPLOYMENT

NAME: Edward W. Gillespie

QUESTIONS:

1. Do you or a member of your immediate family receive remuneration, benefits, or compensation for service as an officer or director of a business?

Yes [X]
No [ ]
If yes, complete the table for each such business.

2. Do you or a member of your immediate family receive salary or wages in excess of $5,000 annually from any employer? DO NOT INCLUDE salary received from a state or local governmental or advisory agency.

Yes []
No [X]
If yes, complete the table for each such employer.

INSTRUCTIONS:

Disclose each:

NAME OF BUSINESS OR EMPLOYER LOCATION OF BUSINESS OR EMPLOYER (CITY OR COUNTY, AND STATE) POSITION HELD BY WHOM OFFICE OR DIRECTORSHIP OR EMPLOYMENT
Ed Gillespie Strategies Alexandria VA Owner Edward OFFICE OR DIRECTORSHIP
Ed Gillespie Strategies Alexandria VA Owner Cathy OFFICE OR DIRECTORSHIP

DRAFT

State and Local Statement of Economic Interests

SCHEDULE B

PERSONAL DEBTS

NAME: Edward W. Gillespie

QUESTIONS:

1. Do you owe more than $5,000 to any one creditor, including any contingent debt to any one creditor?

DO NOT INCLUDE any debt owed to any government or any loan secured by a recorded lien on property if such lien is at least equal to the value of the loan.

Yes [X]
No [ ]
If yes, complete Table(s) 1A, 1B and/or 1C.

2. Does a member of your immediate family owe more than $5,000 to any one creditor, including any contingent debt to any one creditor?

DO NOT INCLUDE any debt owed to any government or any loan secured by a recorded lien on property if such lien is at least equal to the value of the loan.

Yes []
No [X]
If yes, complete Table(s) 2A, 2B and/or 2C.

TABLES 1A, 1B, and 1C

INSTRUCTIONS:

Disclose personal debts, including contingent debts, owed by you to each category of creditor by selecting the appropriate category listed in TABLE 1A. To calculate the amount of personal debt to disclose for each category of creditor, include all debts owed to creditors within each category, but DO NOT INCLUDE any debt owed to any one creditor in an amount of $5,000 or less.

If you owe a personal debt to a business creditor that is not included in any category of creditor listed in TABLE 1A, disclose such debt in TABLE 1B. List the name of the business creditor and its principal business activity.

If you owe a personal debt to an individual creditor, disclose such debt in TABLE 1C. Identify the name of the individual creditor and his principal business or occupation.

If you owe a personal debt jointly with another person who is not a member of your immediate family, disclose only your share of the debt.

If you owe a personal debt jointly with a member of your immediate family, disclose any such debt in TABLE 1A, 1B, or 1C, as appropriate, as if you are solely liable for the total amount of the debt, and DO NOT DISLCOSE such debt in TABLE 2A, 2B, or 2C.

DO NOT REPORT:

My personal debts are as follows:

Table 1A. Creditor Categories:
SELECT APPROPRIATE CATEGORIES AMOUNT OF PERSONAL DEBT
Not Applicable
Not Applicable
$5,001 to $50,000
Not Applicable
Not Applicable
Table 1B. Other Business Creditors:
NAME OF CREDITOR CREDITOR'S PRINCIPAL BUSINESS ACTIVITY AMOUNT OF PERSONAL DEBT
Not Applicable
Not Applicable
Not Applicable
Not Applicable
Not Applicable
Table 1C. Individual Creditors:
NAME OF CREDITOR CREDITOR'S PRINCIPAL BUSINESS OR OCCUPATION AMOUNT OF PERSONAL DEBT
American Express Optima Consumer Credit Card $5,001 to $50,000
MasterCard Consumer Credit Card $5,001 to $50,000
Capital One Auto Financing Car Loan $5,001 to $50,000
Not Applicable
Not Applicable

TABLES 2A, 2B, and 2C

INSTRUCTIONS:

Disclose personal debts, including contingent debts, owed by a member of your immediate family to each category of creditor by selecting the appropriate category listed in TABLE 2A. To calculate the amount of personal debt to disclose for each category of creditor, include all debts owed to creditors within each category, but DO NOT INCLUDE any debt owed to any one creditor in an amount of $5,000 or less.

If a member of your immediate family owes a personal debt to a business creditor that is not included in any category of creditor listed in TABLE 2A, disclose such debt in TABLE 2B. List the name of the business creditor and its principal business activity.

If a member of your immediate family owes a personal debt to an individual creditor, disclose such debt in TABLE 2C. Identify the name of the individual creditor and his principal business or occupation.

If a member of your immediate family owes a personal debt jointly with another person not yourself who is not a member of your immediate family, disclose only his share of the debt.

If you owe a personal debt jointly with a member of your immediate family, report any such debt in TABLE 1A, 1B, or 1C, as appropriate, as if you are solely liable for the total amount of the debt, and DO NOT DISCLOSE such debt in TABLE 2A, 2B, or 2C.

DO NOT REPORT:

The personal debts of members of my immediate family are as follows:

Table 2A. Creditor Categories:
SELECT APPROPRIATE CATEGORIES AMOUNT OF PERSONAL DEBT
Not Applicable
Not Applicable
Not Applicable
Not Applicable
Not Applicable
Table 2B. Other Business Creditors:
NAME OF CREDITOR CREDITOR'S PRINCIPAL BUSINESS ACTIVITY AMOUNT OF PERSONAL DEBT
Not Applicable
Not Applicable
Not Applicable
Not Applicable
Not Applicable
Table 2C. Individual Creditors:
NAME OF CREDITOR CREDITOR'S PRINCIPAL BUSINESS OR OCCUPATION AMOUNT OF PERSONAL DEBT
Not Applicable
Not Applicable
Not Applicable
Not Applicable
Not Applicable

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State and Local Statement of Economic Interests

SCHEDULE C

SECURITIES

NAME: Edward W. Gillespie

QUESTION:

Do you or a member of your immediate family, separately or together, own securities valued in excess of $5,000 invested in one business or Virginia governmental entity?

INCLUDE securities held in (i) trusts; (ii) individual retirement arrangements (IRAs); (iii) defined contribution plans, including plans established in accordance with sections 401, 403, or 457 of the Internal Revenue Code; and (iv) any other type of investment account.

INCLUDE securities not held in your name or the name of a member of your immediate family if you or a member of your immediate family retains the right to control such securities or the right to receive the income from such securities.

Yes [X]
No [ ]
If yes, complete the table for each such security.

INSTRUCTIONS:

Disclose each business or Virginia governmental entity in which you or a member of your immediate family, separately or together, own securities valued in excess of $5,000.

INCLUDE securities held in (i) trusts; (ii) individual retirement arrangements (IRAs); (iii) defined contribution plans, including plans established in accordance with sections 401, 403, or 457 of the Internal Revenue Code; and (iv) any other type of investment account.

INCLUDE securities not held in your name or the name of a member of your immediate family if you or a member of your immediate family retains the right to control such securities or the right to receive the income from such securities.

“Securities" INCLUDES:
  • Stocks
  • Bonds
  • Mutual funds
  • Limited partnerships
  • Commodity futures contracts
“Securities" EXCLUDES:
  • Defined benefit plans, including pension plans
  • Certificates of deposit
  • Money market funds
  • Annuity contracts
  • Insurance policies
  • Securities issued by the U.S. government or other government securities not issued by the Commonwealth or its political subdivisions.

DRAFT

List the issuer and type of each security. List separately each security held in an IRA, defined contribution plan, or other type of investment account, if such security is valued in excess of $5,000.

For defined contribution plans administered by the Commonwealth or its political subdivisions, list the administering agency as the issuer of the security, unless the security is held in a self-directed brokerage account, in which case list the issuer of the security.

NAME OF ISSUER OF SECURITY TYPE OF SECURITY (STOCKS, BONDS, MUTUAL FUNDS, IRA, ETC.) VALUE OF SECURITY
American Funds Balanced Fund Mutual Fund $5,001 to $50,000
American Funds Capital Income Builder Mutual Fund $5,001 to $50,000
American Funds Capital World Growth and Income Fund Mutual Fund $50,001 to $250,000
American Funds New World Fund Mutual Fund $50,001 to $250,000
American Funds Short Term Bond Fund of America Mutual Fund $5,001 to $50,000
AQR Multi Strategy Alternative Fund Mutual Fund MORE THAN $250,000
Boston Partners Long Short Research Fund Mutual Fund MORE THAN $250,000
DFA US Core Equity 1 Portfolio Mutual Fund MORE THAN $250,000
DFA International Small Company Portfolio Mutual Fund $50,001 to $250,000
DFA US Micro Cap Portfolio Mutual Fund MORE THAN $250,000
DFA World Ex US Core Equity Portfolio Mutual Fund MORE THAN $250,000
Dodge and Cox Income Fund Mutual Fund $50,001 to $250,000
First Trust North American Energy Infrastructure Fund Exchange Traded Fund MORE THAN $250,000
iShares Russell 1000 Index Exchange Traded Fund MORE THAN $250,000
John Hancock Funds Global Absolute Return Strategies Fund Mutual Fund $50,001 to $250,000
JOHCM Global Equity Fund Mutual Fund MORE THAN $250,000
MainStay High Yield Corporate Bond Fund Mutual Fund MORE THAN $250,000
Osterweis Strategic Income Fund Mutual Fund $50,001 to $250,000
Primecap Oddysey Growth Fund Mutual Fund MORE THAN $250,000
First Eagle Global Fund Mutual Fund MORE THAN $250,000
Tweedy Browne Global Value Fund Mutual Fund MORE THAN $250,000
Templeton Global Bond Fund Mutual Fund MORE THAN $250,000
Vanguard Intermediate Term Tax Exempt Fund Mutual Fund MORE THAN $250,000
Wells Fargo Absolute Return Fund Mutual Fund $50,001 to $250,000
Ironwood Institutional Multi Strategy Fund LLC LLC Interests MORE THAN $250,000
Carlyle Private Equity Access Fund 2014 LP Limited Partnership Interests $50,001 to $250,000
Carlyle Private Equity Access Fund 2015 LP Limited Partnership Interests $50,001 to $250,000

DRAFT

State and Local Statement of Economic Interests

SCHEDULE D

BUSINESS INTERESTS AND RENTAL PROPERTY

NAME: Edward W. Gillespie

QUESTIONS:

1. Do you or a member of your immediate family own, separately or together, a business that has a value in excess of $5,000?

OR

Do you or a member of your immediate family, separately or together, have an interest in a business and the interest owned by you or a member of your immediate family has a value in excess of $5,000? DO NOT INCLUDE any securities disclosed on Schedule C.

Yes [X]
No [ ]
If yes, complete Table 1.

2. Do you or a member of your immediate family own, separately or together, a rental property that has a value in excess of $5,000?

OR

Do you or a member of your immediate family, separately or together, have an interest in a rental property and the interest owned by you or a member of your immediate family has a value in excess of $5,000?

Yes [X]
No [ ]
If yes, complete Table 2.

Table 1: Business Interests

INSTRUCTIONS:

Disclose each business owned by you or a member of your immediate family with a value in excess of $5,000 and each interest in a business owned by you or a member of your immediate family with a value in excess of $5,000. DO NOT REPORT any securities disclosed on Schedule C.

If the business is owned or operated under a trade, partnership, or corporate name, list that name. If the business is not owned or operated under a trade, partnership, or corporate name, describe the nature of the business.

NAME OF BUSINESS OR NATURE OF BUSINESS LOCATION OF BUSINESS (CITY OR COUNTY, STATE, AND COUNTRY) GROSS INCOME
PPI Ventures Ashburn VA $50,000 or LESS
World City Inc. (Publishing) Coral Gables FL $50,000 or LESS

Table 2: Rental Property

INSTRUCTIONS:

Disclose each rental property owned by you or a member of your immediate family with a value in excess of $5,000 and each interest in rental property owned by you or a member of your immediate family with a value in excess of $5,000.

List each rental property individually.

If the rental property is owned or recorded under a trade, partnership, or corporate name, list that name. DO NOT LIST the street address for any rental property. No address will be redacted from this table.

NAME IN WHICH RENTAL PROPERTY IS OWNED OR RECORDED LOCATION OF RENTAL PROPERTY (CITY OR COUNTY, STATE, AND COUNTRY) TYPE OF RENTAL PROPERTY (RESIDENTIAL, COMMERCIAL, ETC.) GROSS INCOME
Carnaween Properties LLC Mount Laurel NJ Residential $50,000 or LESS

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State and Local Statement of Economic Interests

SCHEDULE H

PAYMENTS FOR REPRESENTATIONS AND OTHER SERVICES GENERALLY

NAME: Edward W. Gillespie

PAYMENTS FOR REPRESENTATIONS BY YOU

QUESTION 1:

Did you represent any business before any state governmental agency during the prior calendar year for which you received compensation in excess of $5,000 for such representation?

DO NOT INCLUDE compensation for the performance of other services unrelated to the representation before the state governmental agency when calculating the amount of compensation received from a business. If you have job responsibilities other than those involving such representation, you should prorate your salary to determine the portion attributable to your representation.

DO NOT REPORT any business that you represented before a court or judicial officer, or where the representation consisted solely of the filing of mandatory papers and any subsequent representation regarding the mandatory papers.

Yes []
No [X]
If yes, complete Table 1.

PAYMENTS FOR REPRESENTATIONS BY ASSOCIATES

QUESTION 2:

Did persons with whom you have a close financial association represent any business before any state governmental agency during the prior calendar year for which compensation was received in excess of $5,000 for such representation?

DO NOT INCLUDE members of your immediate family when determining with which individuals you have a close financial association, unless you and your immediate family member are employed by or work for the same business or organization. 

DO NOT INCLUDE compensation for the performance of other services unrelated to the representation when calculating the amount of compensation received from a business.  If your associate has job responsibilities other than those involving such representation, you should prorate his salary to determine the portion attributable to his representation.

DO NOT REPORT any business that such persons represented before a court or judicial officer, or where the representation consisted solely of the filing of mandatory papers and any subsequent representation regarding the mandatory papers.

Yes []
No [X]
If yes, complete Table 2.

PAYMENTS FOR OTHER SERVICES GENERALLY

QUESTION 3:

Did you or persons with whom you have a close financial association furnish services to any business operating in Virginia during the prior calendar year for which compensation was received in excess of $5,000 for such services?

DO NOT INCLUDE members of your immediate family when determining with which individuals you have a close financial association, unless you and your immediate family member are employed by or work for the same business or organization.

DO NOT INCLUDE compensation reported on Table 1 or Table 2 of this schedule.

Yes [X]
No [ ]
If yes, complete Table 3.

TABLE 1

PAYMENTS FOR REPRESENTATIONS BY YOU

INSTRUCTIONS:

Disclose each business that you represented before any state governmental agency during the prior calendar year for which you received compensation in excess of $5,000 for such representation.

For each business, list the type of business, the name of the state governmental agency before which you appeared on behalf of the business, and the purpose of the representation.

DO NOT INCLUDE compensation for the performance of other services unrelated to the representation before the state governmental agency when calculating the amount of compensation received from a business.

DO NOT REPORT:

TYPE OF BUSINESS NAME OF AGENCY PURPOSE OF REPRESENTATION AMOUNT OF COMPENSATION RECEIVED

TABLE 2

PAYMENTS FOR REPRESENTATIONS BY ASSOCIATES

INSTRUCTIONS:

Disclose each business that persons with whom you have a close financial association represented before any state governmental agency during the prior calendar year for which compensation was received in excess of $5,000 for such representation.

For each business, list the type of business, the name of the state governmental agency before which such persons appeared on behalf of the business, and the purpose of the representation.

DO NOT INCLUDE compensation for the performance of other services unrelated to the representation when calculating the amount of compensation received from a business.

DO NOT REPORT:

TYPE OF BUSINESS NAME OF AGENCY PURPOSE OF REPRESENTATION AMOUNT OF COMPENSATION RECEIVED

TABLE 3

PAYMENTS FOR OTHER SERVICES GENERALLY

INSTRUCTIONS:

Disclose each business operating in Virginia to which you or persons with whom you have a close financial association furnished services during the prior calendar year for which compensation was received in excess of $5,000 for such services.

Identify the businesses, by category, for which services were furnished and the type of service rendered to such businesses. To calculate the amount of compensation to report for each business category, include compensation received from all businesses within each category.

DO NOT INCLUDE compensation reported on Table 1 or Table 2 of this schedule.

BUSINESS CATEGORY TYPE OF SERVICE RENDERED AMOUNT OF COMPENSATION RECEIVED
Health Insurance Communications Strategy $50,001 to $250,000
Information Technology Communications Strategy $50,001 to $250,000
Information Technology Communications Strategy $50,001 to $250,000
Financial Services Communications Strategy $50,001 to $250,000

Virginia Conflict of Interest and Ethics Advisory Council