- Stocks
- Bonds
- Mutual funds
- Limited partnerships
- Commodity futures contracts
DRAFT
| NAME: Thomas K. Norment, Jr. | |||||
| OFFICE OR POSITION HELD OR SOUGHT: SENATE | DISTRICT NO. 3 | ARE YOU FILING THIS FORM AS A CANDIDATE FOR ELECTION TO THIS OFFICE? [ ] Yes [X] No | |||
| BUSINESS ADDRESS: | STREET 258 Littletown Quarter | TELEPHONE: | |||
| CITY Williamsburg | STATE VA | ZIP 23185 | OFFICE 757-259-7810 | HOME REDACTED | |
| EMAIL ADDRESS: REDACTED | |||||
| FIRST AND LAST NAMES OF MEMBERS OF IMMEDIATE FAMILY: | |||||
I certify that I completed ethics training as required by § 30-129.1. [X] Yes [ ] No
Pursuant to § 30-129.1, although there is no penalty for your failure to attend the full or refresher orientation session, attendance is mandatory under the Code and you must disclose your attendance on this form.
This Statement of Economic Interests will be available to the public via the searchable database on the Virgina Conflict of Interest and Ethics Advisory Council website, as required by § 30-356.
REPORT TO THE BEST OF INFORMATION AND BELIEF Information required on this Statement must be provided on the basis of the best knowledge, information, and belief of the individual filing the Statement as of the date of this report.
In accordance with the rules of the house in which I [shall] serve, if I receive a request that this disclosure statement be corrected, augmented, or revised in any respect, I hereby pledge that I shall respond promptly to the request. I understand that if a determination is made that the statement is insufficient, I will satisfy such request or be subjected to disciplinary action of my house.
I swear or affirm that the information provided on this statement is full, true, and correct to the best of my knowledge.
| Thomas K. Norment, Jr. (Electronically Signed: 1/17/2017 3:22:48 PM) | 1/17/2017 3:22:48 PM | |
| Signature of Member/Member-elect/Candidate | Date |
DRAFT
1. Do you or a member of your immediate family receive remuneration, benefits, or compensation for service as an officer or director of a business?
2. Do you or a member of your immediate family receive salary or wages in excess of $5,000 annually from any employer? DO NOT INCLUDE salary received as a member of the General Assembly pursuant to § 30-19.11.
| NAME OF BUSINESS OR EMPLOYER | LOCATION OF BUSINESS OR EMPLOYER (CITY OR COUNTY, AND STATE) | POSITION HELD | BY WHOM | OFFICE OR DIRECTORSHIP OR EMPLOYMENT |
| Kaufman and Canoles | Williamsburg, VA | Attorney | Tommy Norment | EMPLOYMENT |
| William and Mary | Williamsburg, VA | Professor | Tommy Norment | EMPLOYMENT |
| Commonwealth of VA | Williamsburg, VA | Commissioner of Accounts | Tommy Norment | EMPLOYMENT |
| TowneBank: Williamsburg | Williamsburg, VA | Chairman & Director of the Board | Tommy Norment | OFFICE OR DIRECTORSHIP |
| TowneBank: Corporate Board | Portsmouth, VA | Director, Hampton Roads Corporate Board | Tommy Norment | OFFICE OR DIRECTORSHIP |
| Consumer First Corporation | Williamsburg, VA | Member of the LLC | Tommy Norment | OFFICE OR DIRECTORSHIP |
| Locha, LLC | Williamsburg, VA | Member of the LLC | Tommy Norment | OFFICE OR DIRECTORSHIP |
| Will Wyatt LLC | Williamsburg, VA | Member of the LLC | Tommy Norment | OFFICE OR DIRECTORSHIP |
| Kobra, LLC | Williamsburg, VA | Member of the LLC | Tommy Norment | OFFICE OR DIRECTORSHIP |
DRAFT
Do you or a member of your immediate family, separately or together, own securities valued in excess of $5,000 invested in one business or Virginia governmental entity?
INCLUDE securities held in (i) trusts; (ii) individual retirement arrangements (IRAs); (iii) defined contribution plans, including plans established in accordance with sections 401, 403, or 457 of the Internal Revenue Code; and (iv) any other type of investment account.
INCLUDE securities not held in your name or the name of a member of your immediate family if you or a member of your immediate family retains the right to control such securities or the right to receive the income from such securities.
Disclose each business or Virginia governmental entity in which you or a member of your immediate family, separately or together, own securities valued in excess of $5,000.
INCLUDE securities held in (i) trusts; (ii) individual retirement arrangements (IRAs); (iii) defined contribution plans, including plans established in accordance with sections 401, 403, or 457 of the Internal Revenue Code; and (iv) any other type of investment account.
INCLUDE securities not held in your name or the name of a member of your immediate family if you or a member of your immediate family retains the right to control such securities or the right to receive the income from such securities.
DRAFT
List the issuer and type of each security. List separately each security held in an IRA, defined contribution plan, or other type of investment account, if such security is valued in excess of $5,000.
For defined contribution plans administered by the Commonwealth or its political subdivisions, list the administering agency as the issuer of the security, unless the security is held in a self-directed brokerage account, in which case list the issuer of the security.
| NAME OF ISSUER OF SECURITY | TYPE OF SECURITY (STOCKS, BONDS, MUTUAL FUNDS, IRA, ETC.) | VALUE OF SECURITY |
| Franklin Templeton World Fund | Mutual Fund | $5,001 to $50,000 |
| Fidelity International Discovery | Mutual Fund | $5,001 to $50,000 |
| Fidelity Magellan Fund | Mutual Fund | $5,001 to $50,000 |
| Fidelity Leveraged Fund | Mutual Fund | $5,001 to $50,000 |
| Fidelity Export | Mutual Fund | $5,001 to $50,000 |
| Fidelity Spartan Income | Money Market Income | $5,001 to $50,000 |
| AIM Global | Mutual Fund | $5,001 to $50,000 |
| Blackrock Large Cap | Mutual Fund | $5,001 to $50,000 |
| J. Hancock Cap Ser | Mutual Fund | $5,001 to $50,000 |
| Oracle | Common Stocks | $5,001 to $50,000 |
| Fidelity Investment Blue Chip | Common Stocks | $5,001 to $50,000 |
| Microsoft | Common Stocks | $5,001 to $50,000 |
| Cisco | Stock | $5,001 to $50,000 |
| Grafton Dodge, Inc./JTN | Stock | MORE THAN $250,000 |
| Dominion Resources | Stock | $50,001 to $250,000 |
| JP Morgan Chase | Stock | $5,001 to $50,000 |
| SunTrust Banks | Stock | $5,001 to $50,000 |
| BB&T | Stock | $5,001 to $50,000 |
| First Third Bank | Stock | $5,001 to $50,000 |
| Owens Minor Corp | Stock | $5,001 to $50,000 |
| Dodge & Cox International | Stock | $5,001 to $50,000 |
| IBM | Stock | $5,001 to $50,000 |
| TowneBank | Stock | MORE THAN $250,000 |
| Putnam Index Fund | Stock | $50,001 to $250,000 |
| Advisors Inner | Stock | $5,001 to $50,000 |
| VRS | Stock | $50,001 to $250,000 |
| DWS Dreman Small Cap | Stock | $5,001 to $50,000 |
| Park Avenue | Stock | $5,001 to $50,000 |
| Goldman Sachs TR | Stock | $5,001 to $50,000 |
| Hotchkis & Wiley Mid Cap | Stock | $5,001 to $50,000 |
| Harbour Fund International | Stock | $5,001 to $50,000 |
| Oppenheimer International | Stock | $5,001 to $50,000 |
| Legg Mason Value Trust | Stock | $5,001 to $50,000 |
| Artio Global | Stock | $5,001 to $50,000 |
| Morgan Stanley Mid Cap | Stock | $5,001 to $50,000 |
| Security Equity FD | Stock | $5,001 to $50,000 |
| VA DCP 457 Plan | Stock | MORE THAN $250,000 |
| Quantitative | Stock | $5,001 to $50,000 |
| Pimco | Stock | $5,001 to $50,000 |
| Rowe Price Mid Cap | Stock | $5,001 to $50,000 |
| Touch Stone Large Cap | Stock | $5,001 to $50,000 |
| E Trade | Stock | $50,001 to $250,000 |
| Kaufman and Canoles 401K | Stock | MORE THAN $250,000 |
| William and Mary 357 | Stock | $50,001 to $250,000 |
| VBA NQ Plan | Stock | MORE THAN $250,000 |
| Wells Fargo 1220 | Stock | $50,001 to $250,000 |
| Wells Fargo 1319 | Stock | $50,001 to $250,000 |
| Wells Fargo 3674 | Stock | MORE THAN $250,000 |
| Wells Fargo 9900 | Stock | MORE THAN $250,000 |
| Wells Fargo 7930 | Stock | MORE THAN $250,000 |
| Blackstone Capital | Stock | $5,001 to $50,000 |
| Fidelity Small Cap | Stock | $5,001 to $50,000 |
| Fidelity Central Fund | Stock | $5,001 to $50,000 |
| COA- Sep IRA | Stock | MORE THAN $250,000 |
| Deleware Group | Stock | $5,001 to $50,000 |
| Verizon | Stock | $5,001 to $50,000 |
DRAFT
1. Do you or a member of your immediate family own, separately or together, a business that has a value in excess of $5,000?
OR
Do you or a member of your immediate family, separately or together, have an interest in a business and the interest owned by you or a member of your immediate family has a value in excess of $5,000? DO NOT INCLUDE any securities disclosed on Schedule C.
2. Do you or a member of your immediate family own, separately or together, a rental property that has a value in excess of $5,000?
OR
Do you or a member of your immediate family, separately or together, have an interest in a rental property and the interest owned by you or a member of your immediate family has a value in excess of $5,000?
Disclose each business owned by you or a member of your immediate family with a value in excess of $5,000 and each interest in a business owned by you or a member of your immediate family with a value in excess of $5,000. DO NOT REPORT any securities disclosed on Schedule C.
If the business is owned or operated under a trade, partnership, or corporate name, list that name. If the business is not owned or operated under a trade, partnership, or corporate name, describe the nature of the business.
| NAME OF BUSINESS OR NATURE OF BUSINESS | LOCATION OF BUSINESS (CITY OR COUNTY, STATE, AND COUNTRY) | GROSS INCOME |
| The Mill Associates Partnership | Newport News, VA, US | MORE THAN $250,000 |
| Thimble Shoals Venture Partnership | Newport News, VA, US | $50,001 to $250,000 |
| JTN/Grafton Dodge Tnc. | Yorktown, VA, US | MORE THAN $250,000 |
| Hampstead LLC | Smithfield, VA, US | $50,000 or LESS |
| HI Expectations LLC | Kilmarnock, VA, US | MORE THAN $250,000 |
| Kobra LLC | James City County, VA, US | $50,001 to $250,000 |
| Consumer First Corp | York City, VA, US | $50,001 to $250,000 |
| Locha and Will Wyatt LLCs | York City, VA, US | MORE THAN $250,000 |
Disclose each rental property owned by you or a member of your immediate family with a value in excess of $5,000 and each interest in rental property owned by you or a member of your immediate family with a value in excess of $5,000.
List each rental property individually.
If the rental property is owned or recorded under a trade, partnership, or corporate name, list that name. DO NOT LIST the street address for any rental property. No address will be redacted from this table.
| NAME IN WHICH RENTAL PROPERTY IS OWNED OR RECORDED | LOCATION OF RENTAL PROPERTY (CITY OR COUNTY, STATE, AND COUNTRY) | TYPE OF RENTAL PROPERTY (RESIDENTIAL, COMMERCIAL, ETC.) | GROSS INCOME |
| The Mill Associates | Poquoson, VA, US | Residential/Rental | $50,000 or LESS |
| Thimble Shoals Venture Partnership | Newport News, VA, US | Commercial/Rental | $50,000 or LESS |
| Tommy Norment | Richmond, VA , US | Residential/Rental | $50,000 or LESS |
| JTN LLC and Grafton Dodge | York County, VA, US | Commercial/Rental | $50,001 to $250,000 |
| Tommy Norment | Virginia Beach, VA, US | Residential/Rental | $50,000 or LESS |
| Tommy Norment | James City County, VA, US | Residential/Rental | $50,000 or LESS |
| The Mill Associates | Newport News, VA, US | Commercial/Rental | $50,001 to $250,000 |
DRAFT
Do you or a member of your immediate family, separately or together, hold an interest valued at more than $5,000 in real property? DO NOT INCLUDE your principal residence or any real estate disclosed on Schedule D. INCLUDE real estate held in trust.
Disclose all real estate in which you or a member of your immediate family holds an interest valued at more than $5,000. List each parcel individually. INCLUDE real estate held in trust.
DO NOT REPORT:
List only the city or county, state, and country where each real estate is located. DO NOT LIST any street addresses. No addresses will be redacted from this schedule.
List the name or names in which the real estate is owned or recorded. If you or a member of your immediate family holds an interest in the real estate but it is owned or recorded in a name other than your name or your immediate family member's name, list that name.
| TYPE OF REAL ESTATE | LOCATION OF REAL ESTATE (CITY OR COUNTY, STATE, AND COUNTRY) | NAME OR NAMES IN WHICH REAL ESTATE IS OWNED OR RECORDED |
| Unimproved Acreage | Smithfield, VA, US | Hamstead LLC |
| Commercial/Hotel | Kilmarnock, VA, US | HI Expectations LLC and Kobra LLC |
| Commercial/Hotel | York County, VA, US | Will Wyatt and Locha LLCs |
DRAFT
Did you receive in your capacity as a legislator any lodging, transportation, money, or other thing of value with a combined value exceeding $100 during the prior calendar year for:
DO NOT INCLUDE:
INCLUDE a payment if you donated it to a charity and claimed or plan to claim it as a charitable deduction on your taxes.
Disclose any lodging, transportation, money, or other thing of value received that does not satisfy the criteria listed above as a gift on Schedule G.
Disclose each source from which you received in your capacity as a legislator lodging, transportation, money, or any other thing of value with a combined value exceeding $100 for:
| SOURCE OF PAYMENT | DESCRIPTION OF EVENT | LOCATION OF EVENT (CITY OR COUNTY, STATE, AND COUNTRY) | DATE(S) OF EVENT | TOTAL VALUE | CHECK IF YOU RECEIVED A TRAVEL WAIVER FROM THE COUNCIL FOR THIS EVENT |
| NCSL | Executive Leadership Development | Normandy, France | September 12-17 | 3,302.64 | N/A |
DRAFT
Did you represent any business before any state governmental agency during the prior calendar year for which you received compensation in excess of $5,000 for such representation?
DO NOT INCLUDE compensation for the performance of other services unrelated to the representation before the state governmental agency when calculating the amount of compensation received from a business. If you have job responsibilities other than those involving such representation, you should prorate your salary to determine the portion attributable to your representation.
DO NOT REPORT any business that you represented before a court or judicial officer, or where the representation consisted solely of the filing of mandatory papers and any subsequent representation regarding the mandatory papers.
Did persons with whom you have a close financial association represent any business before any state governmental agency during the prior calendar year for which compensation was received in excess of $5,000 for such representation?
DO NOT INCLUDE members of your immediate family when determining with which individuals you have a close financial association, unless you and your immediate family member are employed by or work for the same business or organization.
DO NOT INCLUDE compensation for the performance of other services unrelated to the representation when calculating the amount of compensation received from a business. If your associate has job responsibilities other than those involving such representation, you should prorate his salary to determine the portion attributable to his representation.
DO NOT REPORT any business that such persons represented before a court or judicial officer, or where the representation consisted solely of the filing of mandatory papers and any subsequent representation regarding the mandatory papers.
Did you or persons with whom you have a close financial association furnish services to any business operating in Virginia during the prior calendar year for which compensation was received in excess of $5,000 for such services?
DO NOT INCLUDE members of your immediate family when determining with which individuals you have a close financial association, unless you and your immediate family member are employed by or work for the same business or organization.
DO NOT INCLUDE compensation reported on Table 1 or Table 2 of this schedule.
Disclose each business that you represented before any state governmental agency during the prior calendar year for which you received compensation in excess of $5,000 for such representation.
For each business, list the type of business, the name of the state governmental agency before which you appeared on behalf of the business, and the purpose of the representation.
DO NOT INCLUDE compensation for the performance of other services unrelated to the representation before the state governmental agency when calculating the amount of compensation received from a business.
DO NOT REPORT:
| TYPE OF BUSINESS | NAME OF AGENCY | PURPOSE OF REPRESENTATION | AMOUNT OF COMPENSATION RECEIVED |
Disclose each business that persons with whom you have a close financial association represented before any state governmental agency during the prior calendar year for which compensation was received in excess of $5,000 for such representation.
For each business, list the type of business, the name of the state governmental agency before which such persons appeared on behalf of the business, and the purpose of the representation.
DO NOT INCLUDE compensation for the performance of other services unrelated to the representation when calculating the amount of compensation received from a business.
DO NOT REPORT:
| TYPE OF BUSINESS | NAME OF AGENCY | PURPOSE OF REPRESENTATION | AMOUNT OF COMPENSATION RECEIVED |
| There is no practical way to answer this question | There is no practical way to answer this question | There is no practical way to answer this | MORE THAN $250,000 |
Disclose each business operating in Virginia to which you or persons with whom you have a close financial association furnished services during the prior calendar year for which compensation was received in excess of $5,000 for such services.
Identify the businesses, by category, for which services were furnished and the type of service rendered to such businesses. To calculate the amount of compensation to report for each business category, include compensation received from all businesses within each category.
DO NOT INCLUDE compensation reported on Table 1 or Table 2 of this schedule.
| BUSINESS CATEGORY | TYPE OF SERVICE RENDERED | AMOUNT OF COMPENSATION RECEIVED |
| Electric Utilities | Legal Services | $5,001 to $50,000 |
| Gas Utilities | Legal Services | $5,001 to $50,000 |
| Interstate Transportation Companies | Legal Services | $5,001 to $50,000 |
| Intrastate Transportation Companies | Legal Services | $50,001 to $250,000 |
| Oil or Gas Retail Companies | Legal Services | $50,001 to $250,000 |
| Banks | Legal Services | MORE THAN $250,000 |
| Savings Institutions | Legal Services | MORE THAN $250,000 |
| Loan or Finance Companies | Legal Services | MORE THAN $250,000 |
| Manufacturing Companies | Legal Services | MORE THAN $250,000 |
| Life Insurance Companies | Legal Services | $50,001 to $250,000 |
| Casualty Insurance Companies | Legal Services | MORE THAN $250,000 |
| Other Insurance Companies | Legal Services | MORE THAN $250,000 |
| Retail Companies | Legal Services | MORE THAN $250,000 |
| Beer, Wine or Liquor Companies or Distributors | Legal Services | $5,001 to $50,000 |
| Professional Associations | Legal Services | $50,001 to $250,000 |
| Associations of Public Employees or Officials | Legal Services | $5,001 to $50,000 |
| Counties, Cities or Towns | Legal Services | MORE THAN $250,000 |
You may provide any additional information you wish to be included with your Statement of Economic Interests on this page. Please note any information you provide on this page will become part of your Statement of Economic Interests and will be open to the public. You MAY NOT add attachments as a substitute for properly filling out any part of this form.